NYSE Chicago, Inc. (NY申博体育网址HX) Rulemaking

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Chronological List
Fourth Quarter |  Second Quarter |  First Quarter

NYSE Chicago, Inc. File Number List for 2019

Chronological List for 2019

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Release No. Date Details
Fourth Quarter
SR-NY申博体育网址HX-2019-26
34-87733 Dec. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule to Adopt Fees for Orders that are Routed to Other Markets for Execution, and Delete Text that became Obsolete upon the Exchange's Transition to the Pillar Trading Platform
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-23
34-87686 Dec. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of NYSE Chicago, Inc. Related to Co-Location Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-24
34-87650 Dec. 3, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc.
Comments due: December 30, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-22
34-87620 Nov. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New NYSE Chicago Rule 11.5190
Comments due: December 23, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-21
34-87575 Nov. 20, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 7.37 to Specify in Exchange Rules the Exchange's Source of Data Feeds from NYSE American LLC
Comments due: December 17, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-19
34-87573 Nov. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rules Relating to Order Audit Trail System Requirements
Comments due: December 16, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-20
34-87541 Nov. 14, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of NYSE Chicago, Inc. in Connection with the Exchange's Transition to Trading to the Pillar Trading Platform
Comments due: December 11, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-16
34-87422 Oct. 30, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Eliminate Market Data Revenue Rebates
Comments due: November 26, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-12
34-87408 Oct. 28, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc.
Comments due: November 22, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-15
34-87389 Oct. 23, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the NYSE Chicago BBO, NYSE Chicago Trades and NYSE Chicago Integrated Feed Market Data Feeds
Comments due: November 19, 2019
SR-NY申博体育网址HX-2019-13
34-87351 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Article 20, Rule 10 and Rule 7.10
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-11
34-87318 Oct. 16, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation of Intercontinental Exchange, Inc.
Comments due: November 12, 2019
Additional Materials: Exhibit 5
Second Quarter
SR-NY申博体育网址HX-2019-08
34-87264 Oct. 9, 2019 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Add Rules to Support the Transition of Trading to the Pillar Trading Platform
Comments due: November 6, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-09
34-87027 Sep. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Article 20, Rule 2
Comments due: October 16, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-08
34-86709 Aug. 20, 2019 Notice of Filing of Proposed Rule Change for Trading Rules to Support the Transition of Trading to the Pillar Trading Platform
Comments due: September 16, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NY申博体育网址HX-2019-06
34-85738 Apr. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Relating to Fingerprint-Based Background Checks of Directors, 申博官网rs, Employees and Others
Comments due: May 23, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-07
34-85716 Apr. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding New Rules on Hours of Business, Holidays and Trading Halts and Suspensions, and Amendment of Article 20, Rule 1
Comments due: May 22, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-05
34-85565 Apr. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to Article 20, Rule 2, Trading Halts Due to Extraordinary Market Volatility
Comments due: May 6, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-04
34-85533 Apr. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Article 20, Rule 10, Handling of Clearly Erroneous Transactions
Comments due: May 2, 2019
Additional Materials: Exhibit 5
First Quarter
SR-NY申博体育网址HX-2019-03
34-85297 Mar. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rules to Establish a Rule Numbering Framework In Connection with the Migration of the Exchange to the NYSE Pillar Platform
Comments due: April 8, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-01
34-85248 Mar. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Exchange
Comments due: April 1, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-02
34-85190 Feb. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules of the Exchange to Adopt Article 1, Rule 5
Comments due: March 22, 2019
Additional Materials: Exhibit 5

File Number List for 2019

Release No. Date Details
SR-NY申博体育网址HX-2019-26
34-87733 Dec. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule to Adopt Fees for Orders that are Routed to Other Markets for Execution, and Delete Text that became Obsolete upon the Exchange's Transition to the Pillar Trading Platform
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-24
34-87650 Dec. 3, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc.
Comments due: December 30, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-23
34-87686 Dec. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of NYSE Chicago, Inc. Related to Co-Location Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-22
34-87620 Nov. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New NYSE Chicago Rule 11.5190
Comments due: December 23, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-21
34-87575 Nov. 20, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 7.37 to Specify in Exchange Rules the Exchange's Source of Data Feeds from NYSE American LLC
Comments due: December 17, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-20
34-87541 Nov. 14, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of NYSE Chicago, Inc. in Connection with the Exchange's Transition to Trading to the Pillar Trading Platform
Comments due: December 11, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-19
34-87573 Nov. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rules Relating to Order Audit Trail System Requirements
Comments due: December 16, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-16
34-87422 Oct. 30, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Eliminate Market Data Revenue Rebates
Comments due: November 26, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-15
34-87389 Oct. 23, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the NYSE Chicago BBO, NYSE Chicago Trades and NYSE Chicago Integrated Feed Market Data Feeds
Comments due: November 19, 2019
SR-NY申博体育网址HX-2019-13
34-87351 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Article 20, Rule 10 and Rule 7.10
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-12
34-87408 Oct. 28, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc.
Comments due: November 22, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-11
34-87318 Oct. 16, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation of Intercontinental Exchange, Inc.
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-09
34-87027 Sep. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Article 20, Rule 2
Comments due: October 16, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-08
34-87264 Oct. 9, 2019 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Add Rules to Support the Transition of Trading to the Pillar Trading Platform
Comments due: November 6, 2019
Additional Materials: Exhibit 5
34-86709 Aug. 20, 2019 Notice of Filing of Proposed Rule Change for Trading Rules to Support the Transition of Trading to the Pillar Trading Platform
Comments due: September 16, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NY申博体育网址HX-2019-07
34-85716 Apr. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding New Rules on Hours of Business, Holidays and Trading Halts and Suspensions, and Amendment of Article 20, Rule 1
Comments due: May 22, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-06
34-85738 Apr. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Relating to Fingerprint-Based Background Checks of Directors, 申博官网rs, Employees and Others
Comments due: May 23, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-05
34-85565 Apr. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to Article 20, Rule 2, Trading Halts Due to Extraordinary Market Volatility
Comments due: May 6, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-04
34-85533 Apr. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Article 20, Rule 10, Handling of Clearly Erroneous Transactions
Comments due: May 2, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-03
34-85297 Mar. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rules to Establish a Rule Numbering Framework In Connection with the Migration of the Exchange to the NYSE Pillar Platform
Comments due: April 8, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-02
34-85190 Feb. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules of the Exchange to Adopt Article 1, Rule 5
Comments due: March 22, 2019
Additional Materials: Exhibit 5
SR-NY申博体育网址HX-2019-01
34-85248 Mar. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Exchange
Comments due: April 1, 2019
Additional Materials: Exhibit 5