Nasdaq ISE Rulemaking

Note: Effective April 3, 2017, International Securities Exchange, LLC, changed its name to Nasdaq ISE, LLC.

We encourage the public to submit comments on the following Nasdaq ISE LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

ISE File Number List for 2019

Additional Archives

Chronological List

Release No. Date Details
Fourth Quarter
SR-ISE-2019-29
34-87412 Oct. 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 17, the Exchange's Kill Switch Risk Protection
Comments due: November 25, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-26
34-87390 Oct. 23, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Market Maker Plus Program
Comments due: November 19, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-28
34-87380 Oct. 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program
Comments due: November 18, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-27
34-87379 Oct. 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period To Permit the Listing and Trading of Options Based on 1/5 the Value of the Nasdaq-100 Index
Comments due: November 18, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-30
34-87372 Oct. 21, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 15, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-24
34-87214 Oct. 3, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE's Rulebook and By-Laws
Comments due: October 30, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-23
34-87181 Oct. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Submission of Quotes and Orders
Comments due: October 28, 2019
Additional Materials: Exhibit 5
Third Quarter
SR-ISE-2019-21
34-86947 Sep. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Priority of Quotes and Orders Rule
Comments due: October 9, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-20
34-86398 Jul. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules)
Comments due: August 13, 2019
Additional Materials: Exhibit 5
Second Quarter
SR-ISE-2019-19
34-86179 Jun. 21, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program
Comments due: July 18, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-17
34-86138 Jun. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate ISE's Rules From Their Current Place in the Rulebook into the New Rulebook Shell
Comments due: July 15, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-18
34-86071 Jun. 10, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot to Permit the Listing and Trading of Options Based on 1/5 the Value of the Nasdaq-100 Index
Comments due:  July 5, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-16
34-85967 May 30, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow $1 or Greater Strike Price Intervals for Options on QQQ and IWM
Comments due: June 25, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-15
34-85923 May 23, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Market Maker Plus Program Under Options 7, Section 3
Comments due: June 20, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-14
34-85883 May 17, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Governing the Give Up of a Clearing Member
Comments due: June 13, 2019
Additional Materials: Exhibit 3, Exhibit 5
SR-ISE-2019-12
34-85728 Apr. 26, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to delete the Exchange's current Registration, Qualification and Continuing Education rules
Comments due: May 23, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-11
34-85672 Apr. 17, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program
Comments due: May 14, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-09
34-85647 Apr. 15, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Priority Customer Complex Order Surcharge and Provide an Additional Rebate Per Originating Contract Side to Qualifying Members
Comments due: May 9, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-10
34-85605 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019
Additional Materials: Exhibit 5
First Quarter
SR-ISE-2019-08
34-85448 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .01 to Rule 710 to Specify Replacement Issues that May Be Added to the Penny Pilot on a Quarterly Basis Without Altering the Expiration Date of the Pilot
Comments due:  April 25, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-07
34-85396 Mar. 22, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Maker Plus Program
Comments due: April 18, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-06
34-85315 Mar. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Delay for Re-Introduction of Legging Functionality for Stock-Option Orders
Comments due: April 10, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-05
34-85308 Mar. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to No Longer Offer Complex Order Quoting Functionality or Legging Functionality for Stock-Option Orders and to Make Other Changes to Chapter 7
Comments due: April 9, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-03
34-85307 Mar. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Maker Plus Program
Comments due: April 9, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-02
34-85211 Feb. 27, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Expiration Timeframes in ISE Rule 2009
Comments due: March 26, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-01
34-85030 Feb. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Nonstandard Expirations Pilot Program
Comments due: February 28, 2019
Additional Materials: Exhibit 5
SR-ISE-2018-102
34-85025 Feb. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Provisions for Excluding a Day from its Pricing Tier Calculations
Comments due: February 22, 2019
Additional Materials: Exhibit 5

ISE File Number List for 2019

Release No. Date Details
SR-ISE-2019-30
34-87372 Oct. 21, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 15, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-29
34-87412 Oct. 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 17, the Exchange's Kill Switch Risk Protection
Comments due: November 25, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-28
34-87380 Oct. 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program
Comments due: November 18, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-27
34-87379 Oct. 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period To Permit the Listing and Trading of Options Based on 1/5 the Value of the Nasdaq-100 Index
Comments due: November 18, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-26
34-87390 Oct. 23, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Market Maker Plus Program
Comments due: November 19, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-24
34-87214 Oct. 3, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE's Rulebook and By-Laws
Comments due: October 30, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-23
34-87181 Oct. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Submission of Quotes and Orders
Comments due: October 28, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-21
34-86947 Sep. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Priority of Quotes and Orders Rule
Comments due: October 9, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-20
34-86398 Jul. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules)
Comments due: August 13, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-19
34-86179 Jun. 21, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program
Comments due: July 18, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-18
34-86071 Jun. 10, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot to Permit the Listing and Trading of Options Based on 1/5 the Value of the Nasdaq-100 Index
Comments due:  July 5, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-17
34-86138 Jun. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate ISE's Rules From Their Current Place in the Rulebook into the New Rulebook Shell
Comments due: July 15, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-16
34-85967 May 30, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow $1 or Greater Strike Price Intervals for Options on QQQ and IWM
Comments due: June 25, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-15
34-85923 May 23, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Market Maker Plus Program Under Options 7, Section 3
Comments due: June 20, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-14
34-85883 May 17, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Governing the Give Up of a Clearing Member
Comments due: June 13, 2019
Additional Materials: Exhibit 3, Exhibit 5
SR-ISE-2019-12
34-85728 Apr. 26, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to delete the Exchange's current Registration, Qualification and Continuing Education rules
Comments due: May 23, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-11
34-85672 Apr. 17, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program
Comments due: May 14, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-10
34-85605 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-09
34-85647 Apr. 15, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Priority Customer Complex Order Surcharge and Provide an Additional Rebate Per Originating Contract Side to Qualifying Members
Comments due: May 9, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-08
34-85448 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .01 to Rule 710 to Specify Replacement Issues that May Be Added to the Penny Pilot on a Quarterly Basis Without Altering the Expiration Date of the Pilot
Comments due:  April 25, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-07
34-85396 Mar. 22, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Maker Plus Program
Comments due: April 18, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-06
34-85315 Mar. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Delay for Re-Introduction of Legging Functionality for Stock-Option Orders
Comments due: April 10, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-05
34-85308 Mar. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to No Longer Offer Complex Order Quoting Functionality or Legging Functionality for Stock-Option Orders and to Make Other Changes to Chapter 7
Comments due: April 9, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-03
34-85307 Mar. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Maker Plus Program
Comments due: April 9, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-02
34-85211 Feb. 27, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Expiration Timeframes in ISE Rule 2009
Comments due: March 26, 2019
Additional Materials: Exhibit 5
SR-ISE-2019-01
34-85030 Feb. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Nonstandard Expirations Pilot Program
Comments due: February 28, 2019
Additional Materials: Exhibit 5