MIAX Emerald, LLC (EMERALD) Rulemaking

We encourage the public to submit comments on the following MIAX Emerald, LLC (EMERALD) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

MIAX Emerald File Number List for 2019

Chronological List for 2019

(Search any column)
Release No. Date Details
Fourth Quarter
SR-EMERALD-2019-36
34-87608 Nov. 25, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program
Comments due: December 23, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-29
34-87625 Nov. 25, 2019 Notice of Withdrawal of Proposed Rule Change to Amend its Options Regulatory Fee
SR-EMERALD-2019-35
34-87433 Oct. 31, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: November 27, 2019
Additional Materials: Exhibit 3, Exhibit 5
SR-EMERALD-2019-34
34-87376 Oct. 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, Interpretation and Policy .01, and Exchange Rule 530, Limit Up-Limit Down
Comments due: November 15, 2019
Additional Materials: Exhibit 5
Third Quarter
SR-EMERALD-2019-29
34-87168 Sep. 30, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: October 25, 2019
Rebuttal comments due: November 8, 2019
SR-EMERALD-2019-32
34-86864 Sep. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519, MIAX Emerald Order Monitor
Comments due: October 1, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-31
34-86839 Aug. 30, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt System Connectivity Fees
Comments due: September 27, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2019-30
34-86699 Aug. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 520, Limitations on Orders
Comments due: September 12, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-29
34-86606 Aug. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Options Regulatory Fee
Comments due: September 4, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2019-27
34-86536 Jul. 31, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: August 27, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-28
34-86533 Jul. 31, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515, Execution of Orders and Quotes
Comments due: August 27, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-26
34-86471 Jul. 25, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Corrective Edits to Exchange Rule 503, Openings on the Exchange
Comments due: August 21, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-25
34-86368 Jul. 12, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 8, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-24
34-86344 Jul. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt System Connectivity Fees
Comments due: August 6, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Second Quarter
SR-EMERALD-2019-19
34-86183 Jun. 24, 2019 Order Approving a Proposed Rule Change to Amend Exchange Rule 515A Concerning the PRIME Price Improvement and Solicitation Mechanisms and Rules 516 and 517 Regarding Post-Only Orders and Post-Only Quotes
SR-EMERALD-2019-23
34-86048 Jun. 6, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program
Comments due: July 3, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-22
34-85910 May 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 503, Openings on the Exchange
Comments due: June 19, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-21
34-85909 May 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: June 18, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-20
34-85839 May 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt System Connectivity Fees
Comments due: June 6, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2019-19
34-85783 May 6, 2019 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 515A Concerning the PRIME Price Improvement and Solicitation Mechanisms and Rules 516 and 517 Regarding Post-Only Orders and Post-Only Quotes
Comments due: May 31, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-18
34-85700 Apr. 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100, Definitions
Comments due: May 17, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-17
34-85568 Apr. 9, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 530, Limit Up-Limit Down, and Exchange Rule 521, Nullification and Adjustment of Options Transactions
Comments due: May 6, 2019
Additional Materials: Exhibit 5
First Quarter
SR-EMERALD-2019-16
34-85457 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments
Comments due:  April 25, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-15
34-85393 Mar. 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the MIAX Emerald Fee Schedule
Comments due: April 17, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-04
34-85386 Mar. 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
Comments due: April 17, 2019
Additional Materials: Exhibit 3, Exhibit 5
SR-EMERALD-2019-14
34-85346 Mar. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: April 12, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-13
34-85345 Mar. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: April 12, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-12
34-85344 Mar. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A, MIAX Emerald Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
Comments due: April 12, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-11
34-85316 Mar. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt System Connectivity Fees
Comments due: April 10, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2019-07
34-85266 Mar. 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 203, Qualification and Registration of Members and Associated Persons
Comments due: April 3, 2019
SR-EMERALD-2019-01
34-85251 Mar. 6, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish an Options Regulatory Fee
Comments due: April 2, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2019-06
34-85225 Mar. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program
Comments due: March 28, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-08
34-85224 Feb. 28, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 503, Openings on the Exchange, and Rule 515, Execution of Orders and Quotes, In Order To Harmonize Its Rule To the Rules of MIAX Options
Comments due: March 27, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-05
34-85208 Feb. 27, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 602, Appointment of Market Makers
Comments due: March 26, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-09
34-85207 Feb. 27, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish MIAX Emerald Top of Market ("ToM") Data Feed, MIAX Emerald Complex Top of Market ("cToM") Data Feed, MIAX Emerald Administrative Information Subscriber ("AIS") Data Feed, and MIAX Emerald Order Feed ("MOR")
Comments due: March 26, 2019
SR-EMERALD-2019-03
34-85164 Feb. 19, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519, MIAX Emerald Order Monitor
Comments due: March 18, 2019
Additional Materials: Exhibit 5

File Number List for 2019

Release No. Date Details
SR-EMERALD-2019-36
34-87608 Nov. 25, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program
Comments due: December 23, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-35
34-87433 Oct. 31, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: November 27, 2019
Additional Materials: Exhibit 3, Exhibit 5
SR-EMERALD-2019-34
34-87376 Oct. 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, Interpretation and Policy .01, and Exchange Rule 530, Limit Up-Limit Down
Comments due: November 15, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-32
34-86864 Sep. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519, MIAX Emerald Order Monitor
Comments due: October 1, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-31
34-86839 Aug. 30, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt System Connectivity Fees
Comments due: September 27, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2019-30
34-86699 Aug. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 520, Limitations on Orders
Comments due: September 12, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-29
34-87625 Nov. 25, 2019 Notice of Withdrawal of Proposed Rule Change to Amend its Options Regulatory Fee
34-87168 Sep. 30, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: October 25, 2019
Rebuttal comments due: November 8, 2019
34-86606 Aug. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Options Regulatory Fee
Comments due: September 4, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2019-28
34-86533 Jul. 31, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515, Execution of Orders and Quotes
Comments due: August 27, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-27
34-86536 Jul. 31, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: August 27, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-26
34-86471 Jul. 25, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Corrective Edits to Exchange Rule 503, Openings on the Exchange
Comments due: August 21, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-25
34-86368 Jul. 12, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 8, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-24
34-86344 Jul. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt System Connectivity Fees
Comments due: August 6, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2019-23
34-86048 Jun. 6, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program
Comments due: July 3, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-22
34-85910 May 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 503, Openings on the Exchange
Comments due: June 19, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-21
34-85909 May 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: June 18, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-20
34-85839 May 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt System Connectivity Fees
Comments due: June 6, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2019-19
34-86183 Jun. 24, 2019 Order Approving a Proposed Rule Change to Amend Exchange Rule 515A Concerning the PRIME Price Improvement and Solicitation Mechanisms and Rules 516 and 517 Regarding Post-Only Orders and Post-Only Quotes
34-85783 May 6, 2019 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 515A Concerning the PRIME Price Improvement and Solicitation Mechanisms and Rules 516 and 517 Regarding Post-Only Orders and Post-Only Quotes
Comments due: May 31, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-18
34-85700 Apr. 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100, Definitions
Comments due: May 17, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-17
34-85568 Apr. 9, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 530, Limit Up-Limit Down, and Exchange Rule 521, Nullification and Adjustment of Options Transactions
Comments due: May 6, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-16
34-85457 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments
Comments due:  April 25, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-15
34-85393 Mar. 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the MIAX Emerald Fee Schedule
Comments due: April 17, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-14
34-85346 Mar. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: April 12, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-13
34-85345 Mar. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: April 12, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-12
34-85344 Mar. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A, MIAX Emerald Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
Comments due: April 12, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-11
34-85316 Mar. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt System Connectivity Fees
Comments due: April 10, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2019-09
34-85207 Feb. 27, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish MIAX Emerald Top of Market ("ToM") Data Feed, MIAX Emerald Complex Top of Market ("cToM") Data Feed, MIAX Emerald Administrative Information Subscriber ("AIS") Data Feed, and MIAX Emerald Order Feed ("MOR")
Comments due: March 26, 2019
SR-EMERALD-2019-08
34-85224 Feb. 28, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 503, Openings on the Exchange, and Rule 515, Execution of Orders and Quotes, In Order To Harmonize Its Rule To the Rules of MIAX Options
Comments due: March 27, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-07
34-85266 Mar. 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 203, Qualification and Registration of Members and Associated Persons
Comments due: April 3, 2019
SR-EMERALD-2019-06
34-85225 Mar. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program
Comments due: March 28, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-05
34-85208 Feb. 27, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 602, Appointment of Market Makers
Comments due: March 26, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-04
34-85386 Mar. 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
Comments due: April 17, 2019
Additional Materials: Exhibit 3, Exhibit 5
SR-EMERALD-2019-03
34-85164 Feb. 19, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519, MIAX Emerald Order Monitor
Comments due: March 18, 2019
Additional Materials: Exhibit 5
SR-EMERALD-2019-01
34-85251 Mar. 6, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish an Options Regulatory Fee
Comments due: April 2, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.